Edwin B. Horner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Bryan Horner III, who also goes by Edwin Bryan Horner, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1977. Edwin had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2023 - October 3, 2024
DAVIDSON INVESTMENT ADVISORS, INC.
September 26, 2002 - January 2, 2004
CAPITAL ADVISORY GROUP
May 6, 2002 - March 10, 2023
CAPRIN ASSET MANAGEMENT, LLC
August 1, 2000 - August 30, 2002
KNIGHT BONDPOINT, INC.
January 2, 1997 - July 6, 2000
J.C. BRADFORD & CO.
October 1, 1984 - January 4, 1997
SCOTT & STRINGFELLOW, INC.
July 21, 1977 - September 19, 1984
HORNER, BARKSDALE & CO.
Primary Firm SEC Registration
DAVIDSON INVESTMENT ADVISORS, INC.
CRD#: 110552 / SEC#: 801-10883
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVIDSON INVESTMENT ADVISORS, INC.
CRD#: 110552 / SEC#: 801-10883
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,407 |
| AUM (Assets Under Management) | $ 5,200,170,370 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/13/2025 | ||
| 09/27/2024 | ||
| 11/13/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
