CM
Chantay W. Moore
TRANSAMERICA FINANCIAL ADVISORS
Oakbrook Terrace, IL 60181
Some features on this profile are disabled
CRD#: 5019539
CM
Professional summary
Chantay W Moore, who also goes by Chantay Wahkuna Moore, Chantay Moore, Chantay W Moore, Chantay Williams, Chantay Wahkuna Williams, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Oakbrook Terrace, Illinois.
Chantay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Chantay has worked at 3 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chantay Wahkuna Moore | Chantay Moore | Chantay W Moore | Chantay Williams | Chantay Wahkuna Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | marketing | investment related | co-brand company through WFGIA | 04/2025 | Alpharetta, GA AMERICAN INDIAN CENTER OF CHICAGO/ emp dates: 0219 TO PRESENT/ INVESTMENT RELATED: NO /address: 3401 W AINSLIE CHICAGO, IL 60625/ position: BOARD MEMBER/ nature of business: BOARD MEMBER/ hrs work monthly: 2/ Sec trading hrs: 0 / duties: SIT ON BOARD, ENFORCE BY-LAWS AND COMMUNITY POLICIES Native American Financial Literacy Services, LLC / emp dates: 0219 TO PRESENT/ INVESTMENT RELATED: NO /address: 10024 S MORGAN ST CHICAGO, IL 60643 / position: FOUNDER/ nature of business: CONDUCT FINANCIAL LITERACY WORKSHOPS/hrs work monthly: 20/Sec trading hrs: 0/ duties: MARKETING TO NATIVE AMERICAN TRIBAL ENTITIES AND ORGANIZATIONS, CONDUCT WORKSHOPS CHICAGO WOMEN IN TRADES/ emp dates: 0120 TO PRESENT/ INVESTMENT RELATED: NO /address: 2444 W 16TH SUITE 3E CHICAGO, IL 60608 / position: BOARD MEMBER/ nature of business: TECHNICAL TRAINING PROGRAMS /hrs work monthly: 2/Sec trading hrs: 0/ duties: ATTEND BI-MONTHLY BOARD MEETINGS FOR 2-3 HOURS EACH TIME PROFESSIONAL NOTARY SERVICES, LLC POSITION: Member NATURE: notary services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2022 ADDRESS: 9445 Indianapolis Blvd, #1222, Highland IN 46322, United States DESCRIPTION: I am starting this company to offer professional notary services within the State of Indiana. I also plan to be commissioned to offer online remote notary services as well. CWM ENTERPRISES LLC POSITION: owner NATURE: tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 3 START DATE: 12/25/2023 ADDRESS: 9445 Indianapolis Boulevard, #1222, Highland IN 46322, United States DESCRIPTION: Will complete tax returns for individuals and small businesses. INHERITGUARD LLC POSITION: None NATURE: providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2025 ADDRESS: 30 N Gould Street, Ste 41954, Sheridan WY 82801, United States DESCRIPTION: client communications, follow up with client issues, provide education on estate planning issues, schedule appointments. Professional Notary Services, LLC / POSITION: Member NATURE: notary services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 12/01/2022 ADDRESS: 5534 Saint Joe Road, Fort Wayne IN 46835, United States DESCRIPTION: I am starting this company to offer professional notary services within the State of Indiana. I also plan to be commissioned to offer online remote notary services as well. Heartland Institute of Financial Education / 0514-present / INVESTMENT RELATED: No / 8301 E. Prentice Ave. suite 312, Greenwood Village, Co 80111 / Certified Financial Education / Financial literacy and college planning workshops / hrs work monthly: 20 / Sec trading hrs: 1 / Email prospective workshop attendees, send email newsletters, set and teach financial literacy workshops
CRS (Client Relationship Summary) - RIA
Click below to view Chantay W Moore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chantay W Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: One Trans Am Plaza, Oakbrook Terrace, IL 60181RIA
BD
CRD#: 16164
Oakbrook Terrace, IL
Current
March 28, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: One Trans Am Plaza, Oakbrook Terrace, IL 60181RIA
BD
CRD#: 16164
Oakbrook Terrace, IL
Past
January 4, 2013 - January 20, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHICAGO, IL
Past
January 4, 2013 - January 20, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHICAGO, IL
Past
April 11, 2011 - January 3, 2013
TD AMERITRADE, INC.
BD
CRD#: 7870
CHICAGO, IL
Past
September 10, 2007 - April 28, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAKE OSWEGO, OR
Past
January 5, 2006 - March 5, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TINLEY PARK, IL
Past
December 13, 2005 - March 5, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TINLEY PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/18/2025)
RR
California(10/3/2023)
RR
Florida(5/7/2020)
RR
Idaho(6/26/2025)
RR
Illinois(5/9/2016)
IAR
Illinois(3/23/2018)
RR
Indiana(10/4/2018)
IAR
Indiana(8/18/2020)
RR
New Mexico(1/3/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
