Errol D. Chittenden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Errol Dean Chittenden, who also goes by Dean Chittenden, was a registered financial advisor .
Errol is a previously registered financial advisor and started their career in finance in 1977. Errol had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - February 1, 2001
SCHMIDT SECURITIES, INC.
November 18, 1999 - November 10, 2011
FIRST INTERSTATE FINANCIAL SERVICES, INCORPORATED
August 17, 1998 - January 8, 1999
BOK FINANCIAL SECURITIES, INC.
March 17, 1997 - August 17, 1998
ALLIANCE SECURITIES CORP.
November 23, 1991 - September 16, 1996
T.J. THOMPSON & ASSOCIATES, INC.
April 4, 1990 - July 20, 1990
WOOLSEY & COMPANY, INCORPORATED
October 13, 1989 - April 2, 1990
THE BAKER GROUP, LP
November 3, 1988 - October 16, 1989
PAS, INC.
July 14, 1977 - September 2, 1988
LEO OPPENHEIM & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHMIDT SECURITIES, INC.
CRD#: 7099 / SEC#: , 8-20083
Contact information
Documents
Red Flags
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