Carrie B. Sigler

HORIZON FINANCIAL

West Henrietta, NY 14586

Some features on this profile are disabled

CRD#: 5019385

Professional summary

Carrie Beth Sigler, who also goes by Carrie Beth Ladue, is a registered financial advisor currently at HORIZON FINANCIAL located in West Henrietta, New York and PRIVATE CLIENT SERVICES, LLC located in West Henrietta, New York.

Carrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Carrie has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carrie Beth Ladue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HORIZON ADVISORY SERVICES, INC. 5582 WEST HENRIETTA ROAD, WEST HENRIETTA, NY 14586. RIA. 140 HRS/MO; 140 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Beth Sigler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2021 - Present

HORIZON FINANCIAL

Office #1: 5582 West Henrietta Road, West Henrietta, NY 14586

RIA

CRD#: 305239

West Henrietta, NY

Current

January 4, 2021 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 5582 West Henrietta Road, West Henrietta, NY 14586

RIA

CRD#: 120222

West Henrietta, NY

Past

September 18, 2020 - December 31, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

West Henrietta, NY

Past

June 9, 2015 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

West Henrietta, NY

Past

July 31, 2007 - June 8, 2015

CADARET, GRANT & CO., INC.

CRD#: 10641

WEST HENRIETTA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON FINANCIAL

HORIZON ADVISORY SERVICES, INC. | HORIZON FINANCIAL

CRD#: 305239 / SEC#: 801-117343

RIA

Registered Investment Advisory firm - (9/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/4/2025)

IAR

Maryland
(7/29/2025)

IAR

Massachusetts
(8/19/2025)

IAR

New Hampshire
(7/29/2025)

New York
(1/4/2021)

IAR

New York
(4/21/2021)

IAR

North Carolina
(8/4/2025)

IAR

Pennsylvania
(7/28/2025)

IAR

South Carolina
(7/30/2025)

IAR

Texas
(7/27/2025)

IAR

Virginia
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/30/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HORIZON FINANCIAL

HORIZON ADVISORY SERVICES, INC. | HORIZON FINANCIAL

CRD#: 305239 / SEC#: 801-117343

RIA

Registered Investment Advisory firm - (9/13/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5582 W. Henrietta Rd., West Henrietta, NY 14586

Mailing Address

Phone number

(585) 334-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORIZON ADV PART 2A - JULY 2025 (7/25/2025)

Regulatory assets under management

Total Number of Accounts	1,523
AUM (Assets Under Management)	$ 455,756,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carrie B. Sigler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Beth Sigler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

HORIZON FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2021

Series 63

Date: 10/5/2007

SIE

Date: 10/1/2018

Series 6

Date: 7/30/2007

FINRA

Current Firm

HORIZON FINANCIAL

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORIZON FINANCIAL

TRUST BUT VERIFY

Similar Advisors