Jesse D. Duncan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse David Duncan MR., who also goes by Jesse Duncan, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2005. Jesse had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2011 - December 3, 2014
DUNCAN CONSULTING, INC.
August 8, 2008 - December 1, 2010
PREMIER FINANCIAL GROUP INC
April 2, 2007 - July 31, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - July 31, 2008
MORGAN STANLEY & CO. LLC
October 27, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
October 6, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUNCAN CONSULTING, INC.
CRD#: 156110 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
