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DL

Douglas J. Leavitt

METLIFE INVESTORS DISTRIBUTION COMPANY
St. Louis, MO 63141
Some features on this profile are disabled
CRD#: 5019275
DL

Professional summary

Douglas James Leavitt is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in St. Louis, Missouri.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2005. Douglas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas James Leavitt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2016 - Present

METLIFE INVESTORS DISTRIBUTION COMPANY

Office #1: 11330 Olive Boulevard Suite 600 - Gvul, St. Louis, MO 63141
BD
CRD#: 107622
St. Louis, MO
Past

March 17, 2015 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ST. LOUIS, MO
Past

May 31, 2013 - March 7, 2014

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
ST. LOUIS, MO
Past

January 19, 2010 - March 7, 2014

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ST. LOUIS, MO
Past

February 14, 2008 - December 10, 2009

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
ST LOUIS, MO
Past

December 19, 2007 - December 10, 2009

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
ST LOUIS, MO
Past

October 12, 2006 - November 30, 2007

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
BRIDGETON, MO
Past

September 13, 2005 - October 24, 2006

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
ST LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(6/30/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/13/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/12/2005
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/21/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.

CRD#: 107622 / SEC#: , 8-53064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSHAREHOLDER
ALPHONSO-NAPOLI, GEETA MARCELILEGAL OFFICER4518655
FRADKIN, GEOFFREY ANDREWVICE PRESIDENT5473381
GOOD, JESSICA TERESECHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO5741973
GRUPPUSO, PETERASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2643834
KUCHINSKY, ALEXIS NATALIECHIEF COMPLIANCE OFFICER4343809
LOPEZ, GABRIEL ADOLPHDIRECTOR AND SENIOR VICE PRESIDENT2554216
MCDERMOTT, MICHAELDIRECTOR, SENIOR VICE PRESIDENT5577809
SCHUSTER, THOMAS JAMESDIRECTOR, SENIOR VICE PRESIDENT4570334
SMITH-WALL, ANIKA AYANNA-NJERIDIRECTOR, VICE PRESIDENT7414359

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622St. Louis, MO 63141

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