Hubert E. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hubert Earl Young, who also goes by Earl Hubert Young, was a registered financial professional .
Hubert is a previously registered financial professional and started their career in finance in 1977. Hubert had worked at 7 firms and has passed the Series 7, Series 52, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1989 - August 1, 1989
ALLEGIS FINANCIAL INVESTMENT CORPORATION
July 16, 1987 - March 7, 1989
L.A. BOYKIN & ASSOCIATES, INC.
August 20, 1984 - June 12, 1987
DELTA FINANCIAL INVESTMENT CORPORATION
March 28, 1984 - May 18, 1984
COLLINS SECURITIES CORPORATION
August 12, 1983 - March 16, 1984
SWINK & COMPANY, INC.
September 12, 1980 - July 25, 1983
T. J. RANEY & SONS, INC.
June 6, 1977 - October 8, 1980
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/5/1977
Registered Representative ExaminationCurrent Firm
ALLEGIS FINANCIAL INVESTMENT CORPORATION
CRD#: 16435 / SEC#: , 8-33956
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
