Robert H. Quarles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Hardee Quarles, who also goes by Robert H. Quarles, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 52 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - March 1, 2021
VINING-SPARKS IBG, LLC
May 30, 1990 - January 1, 1991
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
April 3, 1990 - May 18, 1990
FIRSTMONEY SECURITIES CORPORATION
February 26, 1988 - August 31, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
August 18, 1987 - March 1, 1989
M.G.S.I. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 6/24/1977
Registered Representative ExaminationCurrent Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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