Richard Joseph Sullivan
Professional Summary
Richard Joseph Sullivan was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2007 - 2023. Richard had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ABSAROKA WEALTH MANAGEMENT | WRIGHT FORD YOUNG & CO WEALTH MANAGEMENT | WINDES WEALTH MANAGEMENT | WFY WEALTH MANAGEMENT | WELBORN FINANCIAL | WEISSMAN ADVISORY GROUP | WEALTHCARE MANAGEMENT SERVICES, LLC | WEALTHBRIDGE ADVISORS | WEALTH PRESERVATION LLC | WEALTH MANAGEMENT OF WILLIAMSBURG | WAGNER RESOURCE GROUP | VISION PRIVATE WEALTH | VANTEDGE WEALTH MANAGEMENT | VANTEDGE CAPITAL MANAGEMENT | VANTAGE WEALTH MANAGEMENT | TRAILHEAD FINANCIAL, LLC | TRAILHEAD FINANCIAL | TOTEMIC WEALTH & PLANNING | TOTAL FINANCIAL PICTURE? WEALTH STRATEGIES | TILL ADVISORY AND CAPITAL MANAGEMENT LLC | THREE CORDS WEALTH MANAGEMENT | THOMPSON WEALTH MANAGEMENT | THE VEDDER GROUP, LLC | THE SALKINS GROUP | THE RESERVE INVESTMENTS | THE MURTAGH GROUP | TDA WEALTH MANAGEMENT | TCG FINANCIAL | TAYLOR & COMPANY WEALTH MANAGEMENT | TATRA WEALTH MANAGEMENT | TANKEL ROSENBERG WEALTH MANAGEMENT | SWICK WEALTH MANAGEMENT | SULLIVAN FINANCIAL SERVICES | STRONG VALLEY WEALTH & PENSION | STERLING GLOBAL STRATEGIES | SKYCITY ADVISORS | SKYCITY | SJF INVESTMENT MANAGEMENT | SIGIL FAMILY OFFICE | SEVEN HILLS WEALTH PLANNING | ROBERTS FINANCIAL SERVICES | RHYTHM FINANCIAL GROUP | RETIREMENTDNA | RETIREMENT DNA | RDNA WEALTH | RDNA | QUESTMONT VIRTUAL FAMILY OFFICE | PROUT FINANCIAL DESIGN | PROACTIVE RETIREMENT SOLUTIONS | PRISM FINANCIAL STRATEGIES LLC | PRECISION FINANCIAL STRATEGIES | PLEASANT STREET WEALTH ADVISORS | PISCES WEALTH | PHRONESIS WEALTH MANAGEMENT | PHOENIX WEALTH STRATEGIES | PERENNIAL WEALTH PARTNERS | PEARSON WEALTH MANAGEMENT | PEARSON ADVISORY SERVICES | PATHWISE FINANCIAL GROUP | OVISTO WEALTH MANAGEMENT | ONPOINT WEALTH | ONE VISION RETIREMENT | OLYMPIC FAMILY OFFICE | NOLD BYRANT PLANNING & INVESTMENTS | MORRISON NORDMANN WEALTH MANAGEMENT | MOHR FINANCIAL GROUP | MFG WEALTH STRATEGIES | MARTHA PAYNE, FINANCIAL PLANNER | MARKET SQUARE ADVISORS | MARKET PULSE WEALTH MANAGEMENT | MALLAMACCI & PERRY WEALTH MANAGEMENT | M3 WEALTH ADVISORS | M DONOVAN FINANCIAL | LAUREL WEALTH MANAGEMENT | LAUREL WEALTH ADVISORS | LAKE AVENUE FINANCIAL, LLC | KSDT WEALTH MANAGEMENT, LLC | KONVEX WEALTH | KONVERGENT WEALTH PARTNERS | KONVERGENT | JUNCTURE WEALTH STRATEGIES | JMB FINANCIAL SERVICES GROUP, LLC | JACKEY ROBINSON GROUP | IVERNIA CAPITAL | INVESTOR GROUP HI | INVESTED CONSULTING | INTEGRATED WEALTH PLANNING | INTEGRATED WEALTH CONCEPTS LLC | INTEGRATED PRIVATE WEALTH | INTEGRATED PENSION SERVICES | INTEGRATED PENSION ADVISORY, LLC | INTEGRATED PARTNERS | INTEGRATED FINANCIAL PARTNERS | INTEGRATED FINANCIAL INSURANCE SOLUTIONS | INTEGRATED FAMILY OFFICE | INTEGRATED CPA ALLIANCE | INTEGRATED BUSINESS OWNERS SOLUTION | INTEGRATED BUSINESS ALLIANCE | IFP ADVISORY SERVICES | HRT WEALTH ADVISORS | HORVATH PLANNING & WEALTH MANAGEMENT | HORVATH INSURANCE PLANNING SERVICES | HILLSIDE WEALTH | HEYER WEALTH MANAGEMENT | HERMES WEALTH STRATEGIES | HECHTMAN GROUP WEALTH MANAGEMENT | HAUG WEALTH MANAGEMENT | HARBOR STRATEGIES GROUP | GUINAN WEALTH MANAGEMENT | GUARNIERI WEALTH MANAGEMENT | GRAYT EXPECTATIONS FINANCIAL PLANNING | GOTTLIEB WEALTH MANAGEMENT | GORMAN CAPITAL STRATEGIES | GLIDE PATH FINANCIAL OF NJ, LLC | GENERATION CAPITAL ADVISORS | GC WEALTH ADVISORS | FRONT RANGE WEALTH MANAGEMENT | FRANKLIN FINANCIAL PARTNERS, LLC | FOUR C FINANCIAL | FORTITUDE WEALTH ADVISORY | FLASH TAX | FINANCIAL STRATEGIES GROUP | FERNANDES & CHAREST WEALTH MANAGEMENT | FARMER FINANCIAL | FAIR STREET ADVISORS | ELLIS WEALTH MANAGEMENT | DK WEALTH MANAGEMENT LLC | DK WEALTH MANAGEMENT | DK FAMILY OFFICE | D'AMBROSIO FINANCIAL ADVISORY, LLC | CROWN BAY WEALTH | CREIDIM WEALTH PARTNERS | COREY WEALTH PARTNERS | CONCERT RETIREMENT PLAN CONSULTING | COFI ADVISORS, LLC | COBURN FINANCIAL | CITY SQUARE WEALTH MANAGEMENT | CAPITAL STEWARDSHIP GROUP | BXB | BUSINESS OWNER SOLUTIONS | BURKE & ASSOCIATES FINANCIAL SERVICES | BRICK BY BRICK WEALTH ADVISORS | BLUE DIAMOND ADVISORS | BA FINANCIAL | AVANT WEALTH ADVISORS | ASSET CLASS MANAGEMENT INC | ARROYO WEALTH MANAGEMENT | ALKON FINANCIAL SERVICES | ALDRICH WEALTH MANAGEMENT | ALBRITTON FINANCIAL SERVICES | ACMI | ACACIA FINANCIAL STRATEGIES...
Contact Information
Main Address
200 5th Avenue 4th Floor, Waltham, MA 02451Phone Number
(781) 890-3045# of Employees
493SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
65,563AUM (Assets Under Management)
$23,576,950,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABSAROKA WEALTH MANAGEMENT | WRIGHT FORD YOUNG & CO WEALTH MANAGEMENT | WINDES WEALTH MANAGEMENT | WFY WEALTH MANAGEMENT | WELBORN FINANCIAL | WEISSMAN ADVISORY GROUP | WEALTHCARE MANAGEMENT SERVICES, LLC | WEALTHBRIDGE ADVISORS | WEALTH PRESERVATION LLC | WEALTH MANAGEMENT OF WILLIAMSBURG | WAGNER RESOURCE GROUP | VISION PRIVATE WEALTH | VANTEDGE WEALTH MANAGEMENT | VANTEDGE CAPITAL MANAGEMENT | VANTAGE WEALTH MANAGEMENT | TRAILHEAD FINANCIAL, LLC | TRAILHEAD FINANCIAL | TOTEMIC WEALTH & PLANNING | TOTAL FINANCIAL PICTURE? WEALTH STRATEGIES | TILL ADVISORY AND CAPITAL MANAGEMENT LLC | THREE CORDS WEALTH MANAGEMENT | THOMPSON WEALTH MANAGEMENT | THE VEDDER GROUP, LLC | THE SALKINS GROUP | THE RESERVE INVESTMENTS | THE MURTAGH GROUP | TDA WEALTH MANAGEMENT | TCG FINANCIAL | TAYLOR & COMPANY WEALTH MANAGEMENT | TATRA WEALTH MANAGEMENT | TANKEL ROSENBERG WEALTH MANAGEMENT | SWICK WEALTH MANAGEMENT | SULLIVAN FINANCIAL SERVICES | STRONG VALLEY WEALTH & PENSION | STERLING GLOBAL STRATEGIES | SKYCITY ADVISORS | SKYCITY | SJF INVESTMENT MANAGEMENT | SIGIL FAMILY OFFICE | SEVEN HILLS WEALTH PLANNING | ROBERTS FINANCIAL SERVICES | RHYTHM FINANCIAL GROUP | RETIREMENTDNA | RETIREMENT DNA | RDNA WEALTH | RDNA | QUESTMONT VIRTUAL FAMILY OFFICE | PROUT FINANCIAL DESIGN | PROACTIVE RETIREMENT SOLUTIONS | PRISM FINANCIAL STRATEGIES LLC | PRECISION FINANCIAL STRATEGIES | PLEASANT STREET WEALTH ADVISORS | PISCES WEALTH | PHRONESIS WEALTH MANAGEMENT | PHOENIX WEALTH STRATEGIES | PERENNIAL WEALTH PARTNERS | PEARSON WEALTH MANAGEMENT | PEARSON ADVISORY SERVICES | PATHWISE FINANCIAL GROUP | OVISTO WEALTH MANAGEMENT | ONPOINT WEALTH | ONE VISION RETIREMENT | OLYMPIC FAMILY OFFICE | NOLD BYRANT PLANNING & INVESTMENTS | MORRISON NORDMANN WEALTH MANAGEMENT | MOHR FINANCIAL GROUP | MFG WEALTH STRATEGIES | MARTHA PAYNE, FINANCIAL PLANNER | MARKET SQUARE ADVISORS | MARKET PULSE WEALTH MANAGEMENT | MALLAMACCI & PERRY WEALTH MANAGEMENT | M3 WEALTH ADVISORS | M DONOVAN FINANCIAL | LAUREL WEALTH MANAGEMENT | LAUREL WEALTH ADVISORS | LAKE AVENUE FINANCIAL, LLC | KSDT WEALTH MANAGEMENT, LLC | KONVEX WEALTH | KONVERGENT WEALTH PARTNERS | KONVERGENT | JUNCTURE WEALTH STRATEGIES | JMB FINANCIAL SERVICES GROUP, LLC | JACKEY ROBINSON GROUP | IVERNIA CAPITAL | INVESTOR GROUP HI | INVESTED CONSULTING | INTEGRATED WEALTH PLANNING | INTEGRATED WEALTH CONCEPTS LLC | INTEGRATED PRIVATE WEALTH | INTEGRATED PENSION SERVICES | INTEGRATED PENSION ADVISORY, LLC | INTEGRATED PARTNERS | INTEGRATED FINANCIAL PARTNERS | INTEGRATED FINANCIAL INSURANCE SOLUTIONS | INTEGRATED FAMILY OFFICE | INTEGRATED CPA ALLIANCE | INTEGRATED BUSINESS OWNERS SOLUTION | INTEGRATED BUSINESS ALLIANCE | IFP ADVISORY SERVICES | HRT WEALTH ADVISORS | HORVATH PLANNING & WEALTH MANAGEMENT | HORVATH INSURANCE PLANNING SERVICES | HILLSIDE WEALTH | HEYER WEALTH MANAGEMENT | HERMES WEALTH STRATEGIES | HECHTMAN GROUP WEALTH MANAGEMENT | HAUG WEALTH MANAGEMENT | HARBOR STRATEGIES GROUP | GUINAN WEALTH MANAGEMENT | GUARNIERI WEALTH MANAGEMENT | GRAYT EXPECTATIONS FINANCIAL PLANNING | GOTTLIEB WEALTH MANAGEMENT | GORMAN CAPITAL STRATEGIES | GLIDE PATH FINANCIAL OF NJ, LLC | GENERATION CAPITAL ADVISORS | GC WEALTH ADVISORS | FRONT RANGE WEALTH MANAGEMENT | FRANKLIN FINANCIAL PARTNERS, LLC | FOUR C FINANCIAL | FORTITUDE WEALTH ADVISORY | FLASH TAX | FINANCIAL STRATEGIES GROUP | FERNANDES & CHAREST WEALTH MANAGEMENT | FARMER FINANCIAL | FAIR STREET ADVISORS | ELLIS WEALTH MANAGEMENT | DK WEALTH MANAGEMENT LLC | DK WEALTH MANAGEMENT | DK FAMILY OFFICE | D'AMBROSIO FINANCIAL ADVISORY, LLC | CROWN BAY WEALTH | CREIDIM WEALTH PARTNERS | COREY WEALTH PARTNERS | CONCERT RETIREMENT PLAN CONSULTING | COFI ADVISORS, LLC | COBURN FINANCIAL | CITY SQUARE WEALTH MANAGEMENT | CAPITAL STEWARDSHIP GROUP | BXB | BUSINESS OWNER SOLUTIONS | BURKE & ASSOCIATES FINANCIAL SERVICES | BRICK BY BRICK WEALTH ADVISORS | BLUE DIAMOND ADVISORS | BA FINANCIAL | AVANT WEALTH ADVISORS | ASSET CLASS MANAGEMENT INC | ARROYO WEALTH MANAGEMENT | ALKON FINANCIAL SERVICES | ALDRICH WEALTH MANAGEMENT | ALBRITTON FINANCIAL SERVICES | ACMI | ACACIA FINANCIAL STRATEGIES...
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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