Richard L. Lovelace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lee Lovelace was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1977. Richard had worked at 11 firms and has passed the Series 63, Series 7, Series 3, Series 52, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2005 - July 19, 2005
JVB FINANCIAL GROUP, LLC
March 6, 1998 - July 13, 1999
BROOKSTREET SECURITIES CORPORATION
December 12, 1994 - December 31, 1995
CLEARING SERVICES OF AMERICA, INC.
November 23, 1992 - February 2, 1993
LIBERTY CAPITAL MARKETS, INC.
September 6, 1988 - January 26, 1989
CITIGROUP GLOBAL MARKETS INC.
February 22, 1988 - August 6, 1988
UNDERWOOD, NEUHAUS & CO., INCORPORATED
August 21, 1985 - January 31, 1986
CIBC WORLD MARKETS CORP.
February 22, 1985 - August 12, 1985
E. F. HUTTON & COMPANY INC
April 4, 1983 - October 9, 1984
UMIC, INC.
December 16, 1981 - February 28, 1983
GIBRALCO, INC.
November 7, 1978 - March 1, 1979
UMIC, INC.
June 15, 1977 - November 27, 1978
G. WEEKS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/24/1977
Registered Representative ExaminationCurrent Firm
JVB FINANCIAL GROUP, LLC
CRD#: 104412 / SEC#: , 8-52877
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JVB FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| BURKLIN, STEPHAN GEORGE | MANAGER & COO | 1808970 |
| BUTKEVITS, VINCENT WILLIAM III | PRESIDENT, CEO | 1818987 |
| DOBIE, ROBERT DENNIS | CFO, FINOP | 5453400 |
| HATTON, JOHN CHRISTOPHER | MUNICIPAL SECURITIES PRINCIPAL | 1570311 |
| SILBERMAN, JEFFREY DAVID | CHIEF LEGAL OFFICER | 5726501 |
| VACCA, KATHARINE ELIZABETH | CCO | 1821586 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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