John W. Bennett
Professional summary
John William Bennett, who also goes by John Bennett, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 4 firms and has passed the Series 66, Series 57TO, SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Bennett's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2025 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005January 1, 2013 - April 17, 2020
AVATAR SECURITIES, LLC
May 5, 2011 - June 16, 2011
COASTAL TRADE SECURITIES, LLC
December 12, 2005 - February 23, 2006
UBS FINANCIAL SERVICES INC.
November 23, 2005 - February 23, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 2/12/2025
Securities Trader ExamSeries 56
Date: 12/29/2012
Proprietary Trader Qualification ExaminationFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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