Matthew D. Flowers
Professional summary
Matthew Dean Flowers is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Milwaukee, Wisconsin.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Dean Flowers's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2017 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 10850 West Park Place Suite 600, Milwaukee, WI 53224July 14, 2017 - November 24, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 14, 2013 - July 7, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
March 14, 2013 - July 7, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
August 12, 2010 - August 16, 2011
CHASE INVESTMENT SERVICES CORP.
August 12, 2010 - August 16, 2011
CHASE INVESTMENT SERVICES CORP.
October 31, 2006 - February 24, 2010
ALLSPRING FUNDS MANAGEMENT, LLC
September 21, 2005 - February 24, 2010
ALLSPRING FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2017)
(7/14/2017)
(7/14/2017)
(7/14/2017)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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Company Information
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878Milwaukee, WI 53224TRUST BUT VERIFY
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