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Cassie Seungrim Kang

Cassie S. Kang

BROOKWOOD INVESTMENT GROUP
BEVERLY HILLS, CA 90211
Some features on this profile are disabled
CRD#: 5018614
Cassie Seungrim Kang

Professional summary

Cassie Seungrim Kang, CFP®, CPWA®, who also goes by Cassie Kang, Seungrim Kang, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Beverly Hills, California.

Cassie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Cassie has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cassie Kang | Seungrim Kang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BROOKWOOD INSURANCE GROUP LLC; INVESTMENT RELATED; 3930 E. RAY ROAD, SUITE 155, PHOENIX AZ 85044; INSURANCE AGENCY; FIXED INSURANCE SALES; LICENSED INSURANCE PRODUCER; SINCE 04/2023; HOURS PER MONTH: 20; HOURS DURING TRADING: 5

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassie Seungrim Kang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

CPWA®

Certified Private Wealth Advisor

Start date: 2020-09-08

Expire date: 2024-08-31

Experience

Current

May 8, 2023 - Present

BROOKWOOD INVESTMENT GROUP

Office #1: 8383 Wilshire Blvd, Suite 800, Beverly Hills, CA 90211
RIA
CRD#: 316544
BEVERLY HILLS, CA
Past

July 23, 2018 - June 28, 2023

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
BEVERLY HILLS, CA
Past

March 26, 2008 - December 18, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
GLENDALE, CA
Past

March 26, 2008 - December 18, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
GLENDALE, CA
Past

October 2, 2007 - March 20, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
WEST HOLLYWOOD, CA
Past

October 2, 2007 - March 20, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
WEST HOLLYWOOD, CA
Past

March 7, 2007 - August 24, 2007

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
LOS ANGELES, CA
Past

August 29, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
LOS ANGELES, CA
Past

August 29, 2005 - August 24, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA
Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/8/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/12/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/25/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/18/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/25/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA
Registered Investment Advisory firm - (10/18/2021 Approved)
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Contact information

Main Address
3930 E. Ray Road Suite 155, Phoenix, AZ 85044
Mailing Address
Phone number
(480) 646-3504
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts6,200
AUM (Assets Under Management)$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKWOOD INVESTMENT GROUP

CRD#: 316544Beverly Hills, CA 90211

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