Sharad S. Kumar

CTC

Chicago, IL 60605

Some features on this profile are disabled

CRD#: 5018424

Professional summary

Sharad Siva Kumar, who also goes by Sharad S Kumar, Sharad Siva Kumar, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.

Sharad is registered as a RR (Registered Representative) and started their career in finance in 2006. Sharad has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sharad S Kumar | Sharad Siva Kumar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sharad Siva Kumar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

CTC, LLC

Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605

CRD#: 44597

Chicago, IL

Past

September 30, 2022 - June 17, 2024

SUMMIT SECURITIES GROUP LLC

CRD#: 159283

NEW YORK, NY

Past

November 26, 2013 - July 31, 2017

SUMMIT SECURITIES GROUP LLC

CRD#: 159283

NEW YORK, NY

Past

April 6, 2010 - October 27, 2010

FLOW TRADERS U.S. LLC

CRD#: 150780

NEW YORK, NY

Past

July 16, 2009 - November 25, 2009

TRADING MACHINES LLC

CRD#: 146274

STAMFORD, CT

Past

May 19, 2008 - September 30, 2008

JUMP TRADING, LLC

CRD#: 106124

CHICAGO, IL

Past

December 21, 2006 - April 18, 2008

OCTEG, LLC

CRD#: 117429

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/31/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 9/30/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 9/16/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2013

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 9/25/2007

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 14

Date: 5/23/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/2022

General Securities Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

CTC, LLC

CTC L.L.C. | CTC, LLC

CRD#: 44597 / SEC#: , 8-50758

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Mailing Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Phone number

(312) 863-8000

Established

Illinois since 01/02/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CTC TRADING GROUP, L.L.C.	SOLE MEMBER
ESTELL, BRETT MATTHEW	PRESIDENT	4568030
KIM, ALBERT JINWOO	CHIEF COMPLIANCE OFFICER	6183300
POPE, LISA YVETTE	FINOP, PFO, POO	2200264

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sharad S. Kumar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sharad Siva Kumar's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT SECURITIES GROUP LLC

SUMMIT SECURITIES GROUP LLC

FLOW TRADERS U.S. LLC

TRADING MACHINES LLC

JUMP TRADING, LLC

OCTEG, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2009

Series 57TO

Date: 9/30/2022

SIE

Date: 9/16/2022

Series 7

Date: 11/25/2013

Series 55

Date: 9/25/2007

Series 14

Date: 5/23/2023

Series 24

Date: 11/5/2022

BOX Exchange LLC

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

Current Firm

CTC, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CTC, LLC

TRUST BUT VERIFY

Similar Advisors