Michael J. Walsh

DRIVE WEALTH ADVISERS

Fruit Heights, UT

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CRD#: 5018360

Professional summary

Michael Jonathan Walsh, who also goes by Michael J Walsh, Michael Walsh, is a registered financial advisor currently at DRIVE WEALTH ADVISERS located in Fruit Heights, Utah.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael J Walsh | Michael Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT - 3333 N Digital Dr. STE 700, Lehi, UT 84043 - 08/2018 START - Investment Related - AGENT - 1 HRS/MO During Trading - Fixed Life Insurance Sales 2) BLUE DIAMOND CAPITAL - 180 N University Ave, STE 250, Provo UT 84601 - 11/2021 Start - Investment Related - Manager of Family Office Services - 80 HRS/MO During Trading 3) TULA HEALTH, INC. - 686 North Arbinger Way, Suite 300, Farmington, UT 84025 - 01/2024 Start - Not Investment Related - Independent Contractor - 20 HRS/MO/During Trading - Administrative Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2021 - Present

DRIVE WEALTH ADVISERS

RIA

CRD#: 174728

Fruit Heights, UT

Past

March 24, 2017 - November 12, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

KAYSVILLE, UT

Past

March 24, 2017 - November 12, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

KAYSVILLE, UT

Past

August 23, 2013 - March 27, 2017

MORGAN STANLEY

RIA

CRD#: 149777

SALT LAKE CITY, UT

Past

August 6, 2013 - March 27, 2017

MORGAN STANLEY

CRD#: 149777

SALT LAKE CITY, UT

Past

July 23, 2008 - July 24, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DRIVE WEALTH ADVISERS

DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT

CRD#: 174728 / SEC#: 801-113223

RIA

Registered Investment Advisory firm - (5/11/2018 Approved)

California

Registered Investment Advisory firm - (6/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2018 Terminated)

Utah

Registered Investment Advisory firm - (5/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(11/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2008

General Securities Representative Examination

Current Firm

DRIVE WEALTH ADVISERS

DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT

CRD#: 174728 / SEC#: 801-113223

RIA

Registered Investment Advisory firm - (5/11/2018 Approved)

California

Registered Investment Advisory firm - (6/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2018 Terminated)

Utah

Registered Investment Advisory firm - (5/17/2018 Terminated)

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Contact information

Main Address

3333 N Digital Drive #700, Lehi, UT 84043

Mailing Address

Phone number

(801) 901-6150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DRIVE WEALTH MANAGEMENT, LLC ADV PART 2 BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	4,487
AUM (Assets Under Management)	$ 2,175,572,827

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/31/2025	Cover Page	Report
03/20/2024	Cover Page	Report
02/27/2023	Cover Page	Report
04/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

DRIVE WEALTH ADVISERS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2008

Current Firm

DRIVE WEALTH ADVISERS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DRIVE WEALTH ADVISERS

TRUST BUT VERIFY

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