Peter A. Orr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Allen Orr was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1977. Peter had worked at 2 firms and has passed the Series 63, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 1984 - March 30, 2001
GROVE CAPITAL CORPORATION
May 24, 1977 - December 27, 1983
HERETH, ORR & JONES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 12/20/1979
Financial Principal ExaminationSeries 40
Date: 12/20/1978
Registered Principal ExaminationCurrent Firm
GROVE CAPITAL CORPORATION
CRD#: 14815 / SEC#: , 8-31240
Contact information
Documents
Red Flags
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