Sarah M. Stamp

COMPASS PLANNING ASSOCIATES

Longmont, CO

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CRD#: 5018295

Professional summary

Sarah M Stamp, CFP®, who also goes by Sarah Heller, is a registered financial advisor currently at COMPASS PLANNING ASSOCIATES, INC. located in Longmont, Colorado.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sarah has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Heller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah M Stamp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 20, 2014 - Present

COMPASS PLANNING ASSOCIATES, INC.

RIA

CRD#: 128014

Longmont, CO

Past

August 24, 2010 - May 29, 2014

DIVERSIFIED ASSET MANAGEMENT, INC.

RIA

CRD#: 112743

BOULDER, CO

Past

March 25, 2008 - October 29, 2008

COMPASS PLANNING ASSOCIATES, INC.

RIA

CRD#: 128014

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS PLANNING ASSOCIATES, INC.

COMPASS PLANNING ASSOCIATES | LANE, JENNIFER POTTER | COMPASS PLANNING ASSOCIATES, INC.

CRD#: 128014 / SEC#: 801-129110

RIA

Registered Investment Advisory firm - (11/28/2023 Approved)

California

Registered Investment Advisory firm - (2/2/2024 Terminated)

Colorado

Registered Investment Advisory firm - (1/4/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/3/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/3/2024 Terminated)

Oregon

Registered Investment Advisory firm - (1/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/9/2018)

IAR

Texas
(8/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2008

Uniform Investment Adviser Law Examination

Current Firm

COMPASS PLANNING ASSOCIATES, INC.

COMPASS PLANNING ASSOCIATES | LANE, JENNIFER POTTER | COMPASS PLANNING ASSOCIATES, INC.

CRD#: 128014 / SEC#: 801-129110

RIA

Registered Investment Advisory firm - (11/28/2023 Approved)

California

Registered Investment Advisory firm - (2/2/2024 Terminated)

Colorado

Registered Investment Advisory firm - (1/4/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/3/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/3/2024 Terminated)

Oregon

Registered Investment Advisory firm - (1/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2024 Terminated)

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Contact information

Main Address

Greenfield, MA

Mailing Address

P.o. Box 917, Westwood, MA 02090

Phone number

(617) 523-4666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS PLANNING ASSOCIATES INC ADV 2A AND 2B (2/27/2025)

Regulatory assets under management

Total Number of Accounts	323
AUM (Assets Under Management)	$ 199,540,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah M. Stamp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah M Stamp's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS PLANNING ASSOCIATES, INC.

DIVERSIFIED ASSET MANAGEMENT, INC.

COMPASS PLANNING ASSOCIATES, INC.

Primary Firm SEC Registration

COMPASS PLANNING ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2008

Current Firm

COMPASS PLANNING ASSOCIATES, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS PLANNING ASSOCIATES, INC.

TRUST BUT VERIFY

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