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Andrew Chanin

PROCURE ETFS
Levittown, PA
·CRD# 5018239·19 years experience

Professional Summary

Andrew Chanin, who also goes by Andrew G Chanin, Andrew Glen Chanin, is a registered financial advisor currently at PROCURE ETFS located in Levittown, Pennsylvania and QUASAR DISTRIBUTORS, LLC located in Portland, Maine. Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew G Chanin, Andrew Glen Chanin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

PROCURE ETFS·CRD# 297134
RIA
Levittown, PA
April 3, 2019 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
190 Middle Street Suite 301, Portland, ME 04101
April 22, 2019 - Present
PROCURE ETFS·CRD# 297134
RIA
Levittown, PA
September 28, 2018 - December 7, 2018
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
New York, NY
December 11, 2015 - March 31, 2017
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
October 25, 2012 - December 11, 2015
COHEN CAPITAL GROUP, LLC·CRD# 43418
BD
New York, NY
April 24, 2009 - April 18, 2011
KELLOGG CAPITAL MARKETS, LLC·CRD# 118790
BD
New York, NY
September 20, 2007 - April 21, 2009
KELLOGG CAPITAL MARKETS, LLC·CRD# 118790
BD
New York, NY
July 16, 2007 - July 20, 2007
KELLOGG CAPITAL GROUP LLC·CRD# 35032
BD
New York, NY
June 27, 2007 - July 13, 2007

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Current Firm

PE
PROCURE ETFS

PROCURE ETF | PROCUREAM, LLC | PROCUREAM LLC | PROCUREAM | PROCURE EXCHANGE TRADED FUNDS | PROCURE ETFS

CRD#: 297134 / SEC#: 801-114640
RIA
Registered Investment Advisory firm - SEC (3/1/2019 Approved)

Contact Information

Main Address

Levittown, PA

Phone Number

(215) 486-7242

# of Employees

3

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$189,304,603

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Procure Holdings, LLC; New York, NY; Investment related; started 05/01/2018; holding company; Chief Executive Officer; 250 hours per month with 110 hours during securities trading hours.; Majority Owner (CEO) of Procure Holdings which has 3 wholly owned subsidiaries. ProcureAM, LLC (CEO) / Procure Innovation, LLC (CEO) / Procure Expertise, LLC (CEO)/ Compensated by my ownership %; 2.) PureShares, LLC dba PureFunds; West Orange, NJ; Investment related; started 02/04/2021; former ETF sponsor; Chief Executive Officer; majority owner of a former ETF sponsor; 1 hour per month with 0 hours during securities trading hours. 3.) Window Funding, LLC; Livingston, NJ; not investment related; started 08/20/2015; consulting; majority owner; passive role; 1 hour per month with 0 hours during securities trading hours. 4.) Empire Angels Fund 1; Natick, MA; investment related; started 11/23/2015; angel investing fund; limited partner; 3 hours per month with 0 hours during securities trading hours. 5.) Community in Space, LLC; Levittown, PA; investment related; Consulting; started 03/04/2021; MD/Member; creating businesses, growth, marketing and capital raising strategies and development of strategic relationships; 20 hours per month with 10 hours during securities trading hours. 6) Booshie Kins LLC; Non-Investment Related; New York, NY; Apartment Rental; Member; Start 06/2023; 0 hours per month, 0 during securities trading hours 7) Procure Compute LLC; Investment Related; Levittown, PA; Marketing Agent; CEO; 06/12/2026; 20 Hrs/Month; 10 Hrs/Month; making commercial business relations for the company capital/investments 8) Teserae AI, Inc.; Non-Investment Related; Jersey City, NJ; Fintech; Strategic Advisor; 06/15/2026; 5 Hrs/Month; 2 Hrs/Month; advise on services to add to the suite of products as well as firms that could make sense to target as clients

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PE
PROCURE ETFS

PROCURE ETF | PROCUREAM, LLC | PROCUREAM LLC | PROCUREAM | PROCURE EXCHANGE TRADED FUNDS | PROCURE ETFS

CRD#: 297134 / SEC#: 801-114640
RIA
Registered Investment Advisory firm - SEC (3/1/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2020)
RR
Alaska
(1/2/2020)
RR
Arizona
(4/22/2019)
RR
Arkansas
(1/2/2020)
RR
California
(4/22/2019)
RR
Colorado
(4/22/2019)
RR
Connecticut
(4/22/2019)
RR
Delaware
(4/22/2019)
RR
District of Columbia
(4/22/2019)
RR
Florida
(4/22/2019)
RR
Georgia
(4/22/2019)
RR
Hawaii
(1/2/2020)
RR
Idaho
(1/2/2020)
RR
Illinois
(4/22/2019)
RR
Indiana
(1/2/2020)
RR
Iowa
(1/2/2020)
RR
Kansas
(1/2/2020)
RR
Kentucky
(4/22/2019)
RR
Louisiana
(4/22/2019)
RR
Maine
(1/2/2020)
RR
Maryland
(4/22/2019)
RR
Massachusetts
(4/22/2019)
RR
Michigan
(4/22/2019)
RR
Minnesota
(4/22/2019)
RR
Mississippi
(1/2/2020)
RR
Missouri
(1/2/2020)
RR
Montana
(1/2/2020)
RR
Nebraska
(1/2/2020)
RR
Nevada
(1/2/2020)
RR
New Hampshire
(1/2/2020)
RR
New Jersey
(4/22/2019)
RR
New Mexico
(1/2/2020)
RR
New York
(4/22/2019)
RR
North Carolina
(4/22/2019)
RR
North Dakota
(1/2/2020)
RR
Ohio
(4/22/2019)
RR
Oklahoma
(1/2/2020)
RR
Oregon
(1/2/2020)
IAR
Pennsylvania
(4/3/2019)
RR
Pennsylvania
(4/22/2019)
RR
Rhode Island
(4/22/2019)
RR
South Carolina
(1/2/2020)
RR
South Dakota
(1/2/2020)
RR
Tennessee
(1/2/2020)
RR
Texas
(4/22/2019)
RR
Utah
(1/2/2020)
RR
Vermont
(4/22/2019)
RR
Virginia
(4/22/2019)
RR
Washington
(4/22/2019)
RR
West Virginia
(1/2/2020)
RR
Wisconsin
(1/2/2020)
RR
Wyoming
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2012About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Andrew Chanin's CRS (Customer Relationship Summary).

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