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Earl Joseph Blanchard

CRD# 501807·Registered 1976 - 1992
Previously Registered: Being a previously registered professional could mean that Earl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Earl Joseph Blanchard was a registered financial advisor. Earl was a previously registered financial professional and started their career in finance 1976 - 1992. Earl had worked at 10 firms and has passed the Series 63, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
October 16, 1992 - November 24, 1992
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
June 5, 1991 - December 31, 1991
OSAIC WEALTH, INC.·CRD# 23131
BD
November 19, 1989 - September 27, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
December 20, 1988 - November 19, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
April 11, 1988 - December 6, 1988
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 15, 1986 - April 11, 1988
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
August 21, 1978 - September 15, 1986
ARCH W. ROBERTS & CO.·CRD# 7140
BD
October 5, 1977 - September 22, 1978
HALPERT AND COMPANY, INC.·CRD# 7094
BD
April 21, 1976 - October 6, 1977
MICHAEL A WEISSER, INC.·CRD# 7069
BD
March 4, 1976 - April 15, 1976

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Current Firm

AF
ARAGON FINANCIAL SERVICES, INC.

ARAGON FINANCIAL SERVICES, INC. | NAP FINANCIAL CORPORATION

CRD#: 16023 / SEC#: 8-33169
BD
Terminated by SEC on 07/05/2002

Contact Information

Established

Texas since 01/06/1984

Firm Type

Corporation

Fiscal Year End

August

Documents

Direct owners and executive officers

NamePositionCRD#
MYER, ROBERT LANEDIRECTOR344027
BROWN, EDGAR ALLEN JRDIRECTOR1463057
DIMEGLIO, JOHN JOSEPHPRESIDENT2908029
MCKEE, DAVID ELIJAHVICE PRESIDENT4138230
REZA MOHAMMED BIDGOLICORPORATE SECRETARY & GENERAL COUNSEL—

Disclosures

Regulatory Event

11

Arbitration

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1978About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Sep 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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