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Earl J. Blanchard

Some features on this profile are disabled
CRD#: 501807
EB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Earl Joseph Blanchard was a registered financial professional .

Earl is a previously registered financial professional and started their career in finance in 1976. Earl had worked at 10 firms and has passed the Series 63, Series 7 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 16, 1992 - November 24, 1992

ARAGON FINANCIAL SERVICES, INC.

BD
CRD#: 16023
Past

June 5, 1991 - December 31, 1991

MARINER FINANCIAL SERVICES, INC.

BD
CRD#: 8292
Past

November 19, 1989 - September 27, 1990

OSAIC WEALTH, INC.

BD
CRD#: 23131
Past

December 20, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

April 11, 1988 - December 6, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

December 15, 1986 - April 11, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

August 21, 1978 - September 15, 1986

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Past

October 5, 1977 - September 22, 1978

ARCH W. ROBERTS & CO.

BD
CRD#: 7140
Past

April 21, 1976 - October 6, 1977

HALPERT AND COMPANY, INC.

BD
CRD#: 7094
Past

March 4, 1976 - April 15, 1976

MICHAEL A WEISSER, INC.

BD
CRD#: 7069

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/1978
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 9/26/1977
Registered Representative Examination

Current Firm

AF
ARAGON FINANCIAL SERVICES, INC.
ARAGON FINANCIAL SERVICES, INC. | NAP FINANCIAL CORPORATION

CRD#: 16023 / SEC#: , 8-33169

BD
Terminated by SEC on 07/05/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 01/06/1984
Firm type
Corporation
Fiscal year end
August
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MYER, ROBERT LANEDIRECTOR344027
BROWN, EDGAR ALLEN JRDIRECTOR1463057
DIMEGLIO, JOHN JOSEPHPRESIDENT2908029
MCKEE, DAVID ELIJAHVICE PRESIDENT4138230
REZA MOHAMMED BIDGOLICORPORATE SECRETARY & GENERAL COUNSEL

Disclosures

Regulatory Event11
Arbitration14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

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