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AH

Adam B. Harrington

PH PARTNERS
Austin, TX 78701
Some features on this profile are disabled
CRD#: 5018034
AH

Professional summary

Adam Bruce Harrington, who also goes by Adam Harrington, is a registered financial professional currently at PH PARTNERS, LLC located in Austin, Texas.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Harrington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Bruce Harrington's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2017 - Present

PH PARTNERS, LLC

Office #1: 515 Congress Avenue Suite 1515, Austin, TX 78701
BD
CRD#: 130790
Austin, TX
Past

June 29, 2011 - November 11, 2015

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
PORTLAND, OR
Past

December 1, 2009 - May 16, 2011

FTP SECURITIES LLC

BD
CRD#: 129356
SAN FRANCISCO, CA
Past

September 13, 2005 - April 2, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/12/2022)
RR
Florida
(4/12/2022)
RR
Georgia
(5/18/2023)
RR
Illinois
(4/12/2022)
RR
Massachusetts
(4/12/2022)
RR
New York
(4/12/2022)
RR
Oregon
(2/6/2019)
RR
Texas
(1/8/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 12/5/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PH PARTNERS, LLC
EHRENBERG CHESLER SECURITIES, INC | PH PARTNERS, LLC

CRD#: 130790 / SEC#: , 8-66396

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Mailing Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Phone number
+1 (415) 317-1122
Established
Texas since 01/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PERKINS, BENJAMIN WADECEO/CCO/MANAGING MEMBER3162623

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PH PARTNERS, LLC

CRD#: 130790Austin, TX 78701

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