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Adolf Jerry Beil

CRD# 5018014·Registered 2005 - 2019
Previously Registered: Being a previously registered professional could mean that Adolf is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adolf Jerry Beil, who also goes by Adolf Beil, Dj Beil, Dolf Jerry Beil, Dolf Beil, was a registered financial advisor. Adolf was a previously registered financial professional and started their career in finance 2005 - 2019. Adolf had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adolf Beil, Dj Beil, Dolf Jerry Beil, Dolf Beil

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

AUTONOMOUS RESEARCH US LP·CRD# 165290
BD
New York, NY
March 21, 2013 - April 12, 2019
AUTONOMOUS RESEARCH LLP·CRD# 150232
BD
New York, NY
November 14, 2012 - April 4, 2013
JEFFERIES LLC·CRD# 2347
BD
New York, NY
July 28, 2008 - November 15, 2012
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
September 13, 2005 - July 29, 2008

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Current Firm

AR
AUTONOMOUS RESEARCH US LP

AUTONOMOUS RESEARCH US LP

CRD#: 165290 / SEC#: 8-69149
BD
Terminated by SEC on 05/28/2019

Contact Information

Established

Delaware since 06/18/2012

Firm Type

Partnership

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIANCEBERNSTEIN L.P.GENERAL PARTNER108477
BERTAN, LAURENCE HUGHCHIEF COMPLIANCE OFFICER2332647
KRUEGER, GARY MICHAELFINOP2840211
SANFORD C. BERNSTEIN & CO., LLCLIMITED PARTNER104474

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2009

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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