Julia T. Marina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Teresa Marina was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2006. Julia had worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2015 - August 25, 2016
EFG CAPITAL ADVISORS INC.
February 26, 2015 - August 25, 2016
EFG CAPITAL INTERNATIONAL
July 21, 2010 - September 29, 2014
MORGAN STANLEY
July 20, 2010 - September 29, 2014
MORGAN STANLEY
January 1, 2010 - July 12, 2010
UBS FINANCIAL SERVICES INC.
January 1, 2010 - July 12, 2010
UBS FINANCIAL SERVICES INC.
June 27, 2006 - January 1, 2010
UBS INTERNATIONAL INC.
April 6, 2006 - January 1, 2010
UBS INTERNATIONAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EFG CAPITAL ADVISORS INC.
CRD#: 112224 / SEC#: 801-32497
Contact information
Red Flags
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