Thomas J. Arconti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas J. Arconti, who also goes by Thomas J Arconti, Tom J. Arconti, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2005. Thomas had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2007 - December 31, 2019
ARCONTI FINANCIAL ADVISORS, LLC
January 3, 2007 - November 20, 2007
COLLINS FINANCIAL ADVISORS
September 29, 2005 - August 3, 2006
MORGAN STANLEY DW INC.
September 15, 2005 - August 3, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCONTI FINANCIAL ADVISORS, LLC
CRD#: 143605 / SEC#:
Contact information
Red Flags
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