Robert E. Staley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Staley, who also goes by Bob Staley, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 15 firms and has passed the Series 63, Series 7, Series 5 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1996 - August 7, 1997
MASTERS FINANCIAL GROUP, INC.
February 13, 1995 - March 28, 1996
CREWS & ASSOCIATES, INC.
December 5, 1991 - January 20, 1995
R.M. DUNCAN SECURITIES, INC.
May 15, 1990 - October 16, 1991
FIRST AMERICAN SECURITIES, INC.
March 19, 1990 - May 7, 1990
POWELL & SATTERFIELD, INC.
April 23, 1986 - April 3, 1989
T. J. RANEY & SONS, INC.
February 25, 1985 - April 16, 1986
L.A. BOYKIN & ASSOCIATES, INC.
January 22, 1985 - February 19, 1985
COLLINS SECURITIES CORPORATION
September 20, 1984 - November 26, 1984
BRYAN, WORLEY & CO., INC.
November 23, 1983 - September 17, 1984
COLLINS SECURITIES CORPORATION
September 9, 1983 - November 8, 1983
SWINK & COMPANY, INC.
September 21, 1982 - July 26, 1983
TOWNES & CO., INC.
March 25, 1982 - November 19, 1983
LEHMAN BROTHERS INC.
December 22, 1981 - August 2, 1982
UNITED CAPITAL CORPORATION
February 5, 1980 - February 8, 1981
POWELL & SATTERFIELD, INC.
June 27, 1979 - September 1, 1981
SALLIE & COMPANY, INC.
March 15, 1977 - July 14, 1979
PARHAM & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
MASTERS FINANCIAL GROUP, INC.
CRD#: 25747 / SEC#: , 8-42553
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
