Allison K. Gott

JUMP EXECUTION

New York, NY 10010

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CRD#: 5017183

Professional summary

Allison Kara Gott, who also goes by Allison Finger, is a registered financial professional currently at JUMP EXECUTION, LLC located in New York, New York and JUMP TRADING, LLC located in Chicago, Illinois.

Allison is registered as a RR (Registered Representative) and started their career in finance in 2006. Allison has worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Allison Finger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Allison Kara Gott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2023 - Present

JUMP EXECUTION, LLC

Office #1: 15 East 26th Street 3rd Floor, New York, NY 10010

CRD#: 313060

New York, NY

Current

May 18, 2023 - Present

JUMP TRADING, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654

CRD#: 106124

Chicago, IL

Past

May 23, 2019 - May 24, 2021

CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102

New York, NY

Past

January 2, 2013 - May 24, 2021

CITADEL SECURITIES LLC

CRD#: 116797

NEW YORK, NY

Past

September 30, 2009 - November 15, 2012

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

November 14, 2006 - October 1, 2007

ABN AMRO INCORPORATED

CRD#: 15776

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/29/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 12/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/25/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/13/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2023

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

JUMP TRADING, LLC

AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: , 8-52989

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone number

(312) 205-8900

Established

Delaware since 10/31/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
JUMP TRADING HOLDINGS, LLC	OWNER
DRADDY, JAMES JOSEPH JR	DIRECTOR OF REGULATORY AFFAIRS/CHIEF COMPLIANCE OFFICER	1160122
HICKEY, COLLEEN P	CFO AND POO	4505773
OLSEN, DAVID ALAN	PRESIDENT & CHIEF RISK OFFICER	2568392
SCHRECENGOST, MATTHEW DAVID	COO	5213932

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allison K. Gott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Allison Kara Gott's CRS (Customer Relationship Summary).

Certified licenses

Experience

JUMP TRADING, LLC

CITADEL SECURITIES INSTITUTIONAL LLC

CITADEL SECURITIES LLC

NATWEST MARKETS SECURITIES INC.

ABN AMRO INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 1/29/2007

Series 57TO

Date: 1/2/2023

Series 7TO

Date: 12/18/2022

SIE

Date: 10/1/2018

Series 55

Date: 5/25/2010

Series 7

Date: 11/13/2006

Series 24

Date: 6/2/2023

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

JUMP TRADING, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JUMP TRADING, LLC

TRUST BUT VERIFY

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