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Allison Kara Gott

JUMP EXECUTION
New York, NY
·CRD# 5017183·20 years experience

Professional Summary

Allison Kara Gott, who also goes by Allison Finger, is a registered financial advisor currently at JUMP EXECUTION, LLC located in New York, New York and JUMP TRADING, LLC located in Chicago, Illinois. Allison is registered as a RR (Registered Representative) and started their career in finance in 2006. Allison has worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Allison Finger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

JUMP EXECUTION, LLC·CRD# 313060
BD
15 East 26th Street 3rd Floor, New York, NY 10010
May 18, 2023 - Present
JUMP TRADING, LLC·CRD# 106124
BD
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
May 18, 2023 - Present
CITADEL SECURITIES INSTITUTIONAL LLC·CRD# 281102
BD
New York, NY
May 23, 2019 - May 24, 2021
CITADEL SECURITIES LLC·CRD# 116797
BD
New York, NY
January 2, 2013 - May 24, 2021
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
September 30, 2009 - November 15, 2012
ABN AMRO INCORPORATED·CRD# 15776
BD
New York, NY
November 14, 2006 - October 1, 2007

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Current Firm

JT
JUMP TRADING, LLC

AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: 8-52989
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 10/31/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCHIEF OPERATIONS OFFICER5213932
VAUGHN, MATTHEW KCHIEF COMPLIANCE OFFICER5561167

Disclosures

Regulatory Event

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2010

Series 7 — General Securities Representative Examination

Passed Nov 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2023About the Series 24 exam
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SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
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SRO Registrations
MIAX Emerald, LLC
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MIAX PEARL, LLC
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SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Allison Kara Gott's CRS (Customer Relationship Summary).

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