Nikki L. Hamblin

HIGH PROBABILITY ADVISORS

Pittsford, NY 14534

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CRD#: 5017095

Professional summary

Nikki Lyn Hamblin is a registered financial advisor currently at HIGH PROBABILITY ADVISORS, LLC located in Pittsford, New York.

Nikki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nikki has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nikki Lyn Hamblin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2025 - Present

HIGH PROBABILITY ADVISORS, LLC

Office #1: 167 Sully's Trail Suite 300, Pittsford, NY 14534

RIA

CRD#: 289541

Pittsford, NY

Past

October 15, 2019 - May 27, 2025

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

September 15, 2017 - August 30, 2019

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

San Juan Capistrano, CA

Past

September 8, 2017 - September 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

SAN JUAN CAPISTRANO, CA

Past

January 17, 2013 - August 21, 2017

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

FAIRPORT, NY

Past

February 4, 2008 - August 21, 2017

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

January 20, 2006 - January 15, 2008

PEREGRINE CAPITAL SECURITIES, INC.

CRD#: 134356

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGH PROBABILITY ADVISORS, LLC

AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC

CRD#: 289541 / SEC#: 801-111913

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2006

General Securities Representative Examination

Current Firm

HIGH PROBABILITY ADVISORS, LLC

AUXILIUM CAPITAL MANAGEMENT, LLC | HIGH PROBABILITY ADVISORS, LLC

CRD#: 289541 / SEC#: 801-111913

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

167 Sully's Trail Suite 300, Pittsford, NY 14534

Mailing Address

Phone number

(585) 485-0135

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	695
AUM (Assets Under Management)	$ 813,429,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nikki L. Hamblin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nikki Lyn Hamblin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANNING & NAPIER INVESTOR SERVICES, INC.

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

PEREGRINE CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

HIGH PROBABILITY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2025

Series 63

Date: 2/9/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2006

Current Firm

HIGH PROBABILITY ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGH PROBABILITY ADVISORS, LLC

TRUST BUT VERIFY

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