John G. Kavanagh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gerald Kavanagh was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 1993 - December 31, 1996
FIRST POTOMAC INVESTMENT SERVICES, INC.
March 15, 1990 - December 30, 1992
WASHINGTON INVESTMENT CORPORATION
January 8, 1988 - December 21, 1989
JANNEY MONTGOMERY SCOTT LLC
October 15, 1982 - January 1, 1988
KUHNS BROTHERS & LAIDLAW, INC.
June 28, 1982 - October 28, 1982
CITIGROUP GLOBAL MARKETS INC.
January 5, 1979 - October 30, 1986
RIVIERE SECURITIES CORPORATION
April 21, 1977 - June 13, 1985
VOSS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST POTOMAC INVESTMENT SERVICES, INC.
CRD#: 24066 / SEC#: , 8-40894
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
