Hal S. Goldenberg
Professional summary
Hal Stuart Goldenberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hal is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Hal had worked at 10 firms, which includes STONE HARBOR FINANCIAL SERVICES LLC, NATIONAL SECURITIES CORPORATION, CANTONE RESEARCH INC., CROWN FINANCIAL GROUP INC., JWGENESIS SECURITIES INC., REICH & CO. INC., PRUDENTIAL EQUITY GROUP LLC, THOMSON MCKINNON SECURITIES INC., CUSACK LIGHT & COMPANY INC., EMANUEL AND COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2001 - June 27, 2002
STONE HARBOR FINANCIAL SERVICES, LLC
May 18, 2001 - June 12, 2001
NATIONAL SECURITIES CORPORATION
May 25, 1999 - May 24, 2001
CANTONE RESEARCH INC.
May 14, 1996 - May 19, 1999
CROWN FINANCIAL GROUP, INC.
June 17, 1994 - May 13, 1996
JWGENESIS SECURITIES, INC.
December 3, 1990 - June 14, 1994
REICH & CO., INC.
September 15, 1989 - November 19, 1990
PRUDENTIAL EQUITY GROUP, LLC
April 2, 1986 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
May 1, 1984 - April 1, 1986
CUSACK, LIGHT & COMPANY, INC.
April 12, 1984 - July 19, 1984
EMANUEL AND COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/11/1977
Registered Representative ExaminationCurrent Firm
STONE HARBOR FINANCIAL SERVICES, LLC
CRD#: 102320 / SEC#: , 8-52118
Contact information
Documents
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