Ryan T. Burke

SOFI SECURITIES LLC

New York, NY 10014

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CRD#: 5016797

Professional summary

Ryan Timothy Burke, who also goes by Ryan Timothy Burke, is a registered financial professional currently at SOFI SECURITIES LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 7 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ryan Timothy Burke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Timothy Burke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2024 - Present

SOFI SECURITIES LLC

Office #1: 860 Washington Street 2nd Floor, New York, NY 10014Office #2: 234 1st Street, San Francisco, CA 94105

CRD#: 151717

New York, NY

Past

March 5, 2021 - November 5, 2024

M1 FINANCE LLC

CRD#: 281242

CHICAGO, IL

Past

October 21, 2019 - March 25, 2021

DRIVEWEALTH, LLC

CRD#: 165429

NEW YORK, NY

Past

August 29, 2017 - September 9, 2019

STASH CAPITAL LLC

CRD#: 287728

New York, NY

Past

December 1, 2009 - February 3, 2016

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

June 20, 2006 - December 1, 2009

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

CRD#: 10485

NEW YORK, NY

Past

February 6, 2006 - June 20, 2006

SWISS RE CAPITAL MARKETS CORPORATION

CRD#: 39978

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(12/4/2024)

Exams

State Security Law Exam

Series 63

Date: 4/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/2/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/3/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/15/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SOFI SECURITIES LLC

BOHICA SECURITIES LLC | SOFI SECURITIES LLC

CRD#: 151717 / SEC#: , 8-68389

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

234 1st Street, San Francisco, CA 94105

Phone number

(855) 525-7634

Established

New York since 08/04/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SOCIAL FINANCE, LLC.	MEMBER
BURKE, RYAN	PRESIDENT	5016797
CLARK, TYLER	PRINCIPAL OPERATIONS OFFICER	4085018
SEFFINGER, MARK	CHIEF COMPLIANCE OFFICER	2294049
WADDELL, ALEXIS VINCENT	FINOP	7337272

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan T. Burke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Timothy Burke's CRS (Customer Relationship Summary).

Certified licenses

Experience

M1 FINANCE LLC

DRIVEWEALTH, LLC

STASH CAPITAL LLC

MACQUARIE CAPITAL (USA) INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

SWISS RE CAPITAL MARKETS CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/24/2007

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/2/2010

Series 7

Date: 2/3/2006

Series 24

Date: 6/15/2017

FINRA

Current Firm

SOFI SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SOFI SECURITIES LLC

TRUST BUT VERIFY

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