Jose L. Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Luis Gonzalez JR, who also goes by Joseph L Gonzalez, Joseph Luis Gonzalez Jr, was a registered financial advisor .
Jose is a previously registered financial advisor and started their career in finance in 2006. Jose had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2011 - March 6, 2013
USAA FINANCIAL ADVISORS, INC.
November 21, 2008 - May 18, 2010
WELLS FARGO CLEARING SERVICES, LLC
November 29, 2007 - September 22, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 29, 2007 - September 22, 2008
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2006 - September 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
February 27, 2006 - September 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
