Neil V. Godbole

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CRD#: 5016241

Professional summary

Neil Vishwas Godbole was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Neil is a previously registered financial advisor and started their career in finance in 2005. Prior to being barred, Neil had worked at 1 firm, which includes TRUEBLUE STRATEGIES LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 9, 2005 - August 8, 2010

TRUEBLUE STRATEGIES, LLC

RIA

CRD#: 136757

SARATOGA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2005

Uniform Investment Adviser Law Examination

Current firm

No current employment

Red Flags

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