Saul S. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saul Samuel Cohen was a registered financial professional .
Saul is a previously registered financial professional and started their career in finance in 1970. Saul had worked at 8 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1992 - June 25, 1993
BISHOP, ALLEN, INC.
September 24, 1984 - July 31, 1985
EQUITY REALTY SECURITIES CORP.
August 30, 1983 - September 4, 1984
MPG CAPITAL CORP.
June 1, 1972 - March 12, 1990
INVESTORS ASSOCIATES, INC.
May 24, 1972 - March 4, 1974
STRATFORD SECURITIES
February 29, 1972 - June 17, 1975
DENNIS L. HERMAN & CO., INC.
February 29, 1972 - January 7, 1977
EPIC PLANNING CORP.
February 20, 1970 - May 12, 1972
IFC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/29/1972
Registered Representative ExaminationSeries 00
Date: 5/27/1968
General Securities Principal ExaminationCurrent Firm
BISHOP, ALLEN, INC.
CRD#: 2060 / SEC#: , 8-11425
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
