Daniel L. Watnee

DESTRA CAPITAL ADVISORS LLC

Mount Dora, FL

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CRD#: 5016087

Professional summary

Daniel Lee Watnee, who also goes by Dan Watnee, is a registered financial advisor currently at DESTRA CAPITAL ADVISORS LLC located in Mount Dora, Florida and DESTRA CAPITAL INVESTMENTS LLC located in Bozeman, Montana.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Watnee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. WATNEE IS THE OWNER OF RECORD OF TRJC, LLC, A LIMITED LIABILITY COMPANY THAT WAS FORMED SEVERAL YEARS AGO BUT HAS NEVER OPERATED. WOULD THIS BUSINESS OPERATE IT WOULD BE LOCATED IN PHOENIX, AZ. MR. WATNEE HAS NO PLANS TO ENGAGE IN ANY ACTIVITIES USING THIS LIMITED LIABILITY COMPANY AND WILL LIKELY WITHDRAW THIS ENTITY FROM REGISTRATION IN ARIZONA. PER MR. WATNEE, WHILE THIS ENTITY WAS ACTUALLY FORMED, IT WAS NEVER ACTIVE, OR MAINTAINED AND IS NOT A FUNCTIONING ENTITY OF ANY KIND. Pursuant to the Provasi Capital Partners LP's Office and Administrative Services Agreement all registered representatives associated with the firm are full time employees of STRATERA SERVICES the firm's general partner as a matter of administrative convenience. Unless otherwise noted the registered representatives do not perform services for STRATERA SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Watnee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2018 - Present

DESTRA CAPITAL ADVISORS LLC

RIA

CRD#: 148574

Mount Dora, FL

Current

May 21, 2018 - Present

DESTRA CAPITAL INVESTMENTS LLC

Office #1: 443 N. Willson Ave., Bozeman, MT 59715

CRD#: 148299

Bozeman, MT

Past

July 14, 2017 - April 11, 2018

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

March 3, 2017 - July 6, 2017

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

May 2, 2012 - June 2, 2016

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

ORLANDO, FL

Past

January 13, 2009 - May 2, 2012

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

September 2, 2005 - October 30, 2008

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/25/2018)

IAR

Arizona
(11/1/2018)

Colorado
(5/21/2018)

Florida
(10/29/2021)

IAR

Florida
(5/30/2023)

Georgia
(3/20/2023)

Nevada
(5/21/2018)

New Mexico
(5/21/2018)

Utah
(5/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

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Contact information

Main Address

443 N. Willson Avenue, Bozeman, MT 59715

Mailing Address

Phone number

(877) 855-3434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 414,203,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel L. Watnee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Watnee's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESTRA CAPITAL INVESTMENTS LLC

PROVASI CAPITAL PARTNERS LP

CIM SECURITIES, LLC

FS INVESTMENT SOLUTIONS, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

Primary Firm SEC Registration

DESTRA CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2018

Series 63

Date: 10/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2006

Series 6

Date: 8/31/2005

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

DESTRA CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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