Brian M. Carroll
Professional summary
Brian Mitchell Carroll is a registered financial professional currently at BETHESDA SECURITIES, LLC located in Westport, Connecticut.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2008. Brian has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Mitchell Carroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2016 - Present
BETHESDA SECURITIES, LLC
Office #1: 355 Riverside Avenue, Westport, CT 06880September 5, 2019 - February 7, 2022
CT COLLATERAL FUNDING, LLC
August 17, 2010 - August 3, 2015
CRT CAPITAL GROUP LLC
December 12, 2008 - August 11, 2010
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2016)
(7/7/2016)
(8/1/2016)
(7/7/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BETHESDA SECURITIES, LLC
CRD#: 281179 / SEC#: , 8-69667
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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Company Information
BETHESDA SECURITIES, LLC
CRD#: 281179Westport, CT 06880TRUST BUT VERIFY
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