Joshua Lester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Lester was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2005. Joshua had worked at 2 firms and has passed the Series 65, Series 63, Series 3, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - September 9, 2014
PROVIDENCE INVESTMENT MANAGEMENT, LP
December 12, 2005 - March 26, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
PROVIDENCE INVESTMENT MANAGEMENT, LP
CRD#: 129848 / SEC#: 801-73845
Contact information
Red Flags
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