Teague Purcell
Professional summary
Teague Purcell, who also goes by Teague David Purcell, is a registered financial advisor currently at DUE DILIGENCE WORKS, INC. located in Montclair, New Jersey.
Teague is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Teague has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Teague Purcell's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2022 - Present
DUE DILIGENCE WORKS, INC.
March 13, 2019 - April 1, 2020
CETERA ADVISORS LLC
June 12, 2018 - April 1, 2020
CETERA ADVISORS LLC
December 22, 2010 - March 19, 2018
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/24/2022)
Exams
Series 7TO
Date: 9/21/2022
General Securities Representative ExaminationCurrent Firm
DUE DILIGENCE WORKS, INC.
CRD#: 292572 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
