Lucas J. Newbill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucas Jennings Newbill, who also goes by Lucas Newbill, was a registered financial professional .
Lucas is a previously registered financial professional and started their career in finance in 2005. Lucas had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2012 - April 4, 2013
MILLER TABAK + CO., LLC
July 19, 2010 - April 20, 2012
MAXIM GROUP LLC
January 22, 2010 - May 5, 2010
WJB CAPITAL GROUP, INC.
October 28, 2008 - July 24, 2009
SG AMERICAS SECURITIES, LLC
September 19, 2005 - October 20, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
MILLER TABAK + CO., LLC
CRD#: 47293 / SEC#: , 8-51750
Contact information
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
