Dusty Hoetger
AVISEN ADVISORS
Sacramento, CA 95864
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CRD#: 5015684
Professional summary
Dusty Hoetger, CFP® is a registered financial advisor currently at AVISEN ADVISORS, LLC located in Sacramento, California and AVISEN WEALTH MANAGEMENT, INC. located in Sacramento, California.
Dusty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Dusty has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). AVISEN ADVISORS LLC., 3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864, RIA., INVESTMENT RELATED, INVESTMENT ADVISOR REPRESENTATIVE, DUTIES INCLUDE FINANCIAL PLANNING, START DATE IS JULY 15 2011, APPROXIMATELY 85 HOURS PER MONTH OF WHICH 48 HOURS ARE DURING SECURITIES TRADING HOURS 2). VITA/TCE - VOLUNTEER INCOME TAX ASSISTANCE & TAX COUNSELING FOR THE ELDERLY, "ONLINED THROUGH THE FRANCHISE TAX BOARD WEB SITE APT" TAX PREPARATION, ASSISTANCE TO TAX FILERS DURING FEBRUARY TO APRIL, STARTED JANUARY 26, 2018, APPROXIMATELY 5 HOURS PER MONTH DURING THE FEBRUARY TO APRIL TAX SEASON PER YEAR. 3). FOUNDATION FOR FINANCIAL PLANNING - PRO BONO VOLUNTEER, 3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA, STARTED MAY 2021, PROVIDE FINANCIAL PLANNING & SOCIAL SECURITY ADVICE AND EDUCATION TO INDIVIDUALS INVOLVED IN THE PROGRAMS OFFERED THROUGH THE ORGANIZATION. 0-5 HOURS PER MONTH DURING NON-SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
July 15, 2011 - Present
AVISEN ADVISORS, LLC
Office #1: 3620 American River Drive Suite 145, Sacramento, CA 95864RIA
CRD#: 113791
Sacramento, CA
Current
December 6, 2005 - Present
AVISEN WEALTH MANAGEMENT, INC.
Office #1: 3620 American River Drive, Suite 145, Sacramento, CA 95864BD
CRD#: 125977
Sacramento, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AVISEN ADVISORS, LLC
AVISEN ADVISORS, LLC | BROWN ROBELLO CAPITAL MANAGEMENT, LLC
CRD#: 113791 / SEC#: 801-67652
RIA
Registered Investment Advisory firm - (5/7/2007 Approved)California
Registered Investment Advisory firm - (8/22/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/7/2006)
IAR
California(7/15/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AVISEN ADVISORS, LLC
AVISEN ADVISORS, LLC | BROWN ROBELLO CAPITAL MANAGEMENT, LLC
CRD#: 113791 / SEC#: 801-67652
RIA
Registered Investment Advisory firm - (5/7/2007 Approved)California
Registered Investment Advisory firm - (8/22/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3620 American River Drive Suite 145, Sacramento, CA 95864
Mailing Address
Phone number
(916) 480-2747
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 422 |
| AUM (Assets Under Management) | $ 356,123,136 |
Red Flags
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Company Information
AVISEN ADVISORS, LLC
CRD#: 113791Sacramento, CA 95864TRUST BUT VERIFY
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