Daniel E. Colluccio

SCHWAB WEALTH ADVISORY

Basking Ridge, NJ

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CRD#: 5015215

Professional summary

Daniel Evan Colluccio, CIMA®, who also goes by Daniel E Colluccio, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Basking Ridge, New Jersey and CHARLES SCHWAB & CO., INC. located in Boston, Massachusetts.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Daniel has worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel E Colluccio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Evan Colluccio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 16, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Basking Ridge, NJ

Current

September 16, 2022 - Present

CHARLES SCHWAB & CO., INC.

Office #1: One International Place, Boston, MA 02110-2600

RIA

CRD#: 5393

Boston, MA

Past

September 22, 2022 - December 16, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Green Brook, NJ

Past

July 25, 2018 - June 9, 2021

M&T SECURITIES, INC.

RIA

CRD#: 17358

Iselin, NJ

Past

July 24, 2018 - June 9, 2021

M&T SECURITIES, INC.

CRD#: 17358

Iselin, NJ

Past

January 8, 2018 - July 9, 2018

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Red Bank, NJ

Past

January 5, 2015 - December 31, 2017

MILLINGTON SECURITIES, INC.

CRD#: 147298

RED BANK, NJ

Past

September 8, 2014 - July 9, 2018

WBI INVESTMENTS, LLC

RIA

CRD#: 106336

RED BANK, NJ

Past

August 28, 2014 - December 31, 2014

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

August 29, 2013 - August 14, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

August 26, 2013 - August 14, 2014

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 3, 2012 - July 25, 2013

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

JERSEY CITY, NJ

Past

November 6, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

JERSEY CITY, NJ

Past

February 8, 2008 - July 25, 2013

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

JERSEY CITY, NJ

Past

February 8, 2008 - December 31, 2009

BLACKROCK EXECUTION SERVICES

CRD#: 39438

JERSEY CITY, NJ

Past

June 5, 2006 - January 3, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FLORHAM PARK, NJ

Past

January 5, 2006 - January 3, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FLORHAM PARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/16/2022)

Connecticut
(9/16/2022)

Delaware
(9/16/2022)

District of Columbia
(9/16/2022)

Florida
(9/16/2022)

Georgia
(9/16/2022)

Indiana
(1/3/2024)

Kentucky
(9/16/2022)

Maine
(9/16/2022)

Maryland
(9/16/2022)

Massachusetts
(9/16/2022)

Michigan
(1/3/2024)

New Hampshire
(9/16/2022)

New Jersey
(9/16/2022)

IAR

New Jersey
(12/16/2025)

New York
(9/16/2022)

North Carolina
(9/16/2022)

Ohio
(1/4/2024)

Pennsylvania
(9/16/2022)

Rhode Island
(9/16/2022)

South Carolina
(9/16/2022)

Tennessee
(9/16/2022)

Texas
(9/16/2022)

Vermont
(9/16/2022)

Virginia
(9/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/2016

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel E. Colluccio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Evan Colluccio's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

FORESIDE FUND SERVICES, LLC

MILLINGTON SECURITIES, INC.

WBI INVESTMENTS, LLC

QUASAR DISTRIBUTORS, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

BLACKROCK INVESTMENTS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK FUND ADVISORS

BLACKROCK EXECUTION SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/31/2005

Series 24

Date: 5/26/2016

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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