David P. Dwyer
LEGACY FINANCIAL STRATEGIES
OVERLAND PARK, KS 66211
Some features on this profile are disabled
CRD#: 5015116
Professional summary
David Patrick Dwyer, CFP® is a registered financial advisor currently at LEGACY FINANCIAL STRATEGIES, LLC located in Overland Park, Kansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
David joined the Legacy team in 2017, bringing with him several hard-earned designations demonstrating his expertise in investments and retirement planning.
His credentials include:
CERTIFIED FINANCIAL PLANNER™
AAMS® (Accredited Asset Management Specialist)
APMA® (Accredited Portfolio Management Advisor)
CRPC® (Chartered Retirement Planning Counselor)
Series 66 Securities License
Bachelor’s degree from the University of Kansas
When he’s away from the office, David can often be found volunteering for the ALS Association, golfing, and spending quality time with his wife and two children.
Schedule a time to meet with David here.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
Tax Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Divorce Planning
Estate & Generational Planning...
High Net Worth Client Needs
Hourly
Investment Advice with Ongoing...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.4/2017 LEGACY FINANCIAL STRATEGIES, LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207 ; INVESTMENT RELATED; INVESTMENT ADVISER REPRESENTATIVE; 75% OF TIME.
2. 4/2017 - LEGACY FINANCIAL STRATEGIES LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207; INVESTMENT RELATED; FINANCIAL PLANNING SUPPORT & RESEARCH - FINANCIAL PLANNING; 20% OF TIME.
3. 4/2017 LEGACY FINANCIAL STRATEGIES, LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207 ; INVESTMENT RELATED; INDEPENDENT INSURANCE AGENCY ; INSURANCE PRODUCER - INSURANCE SALES AND SERVICE; 5% OF TIME
CRS (Client Relationship Summary) - RIA
Click below to view David Patrick Dwyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 6, 2017 - Present
LEGACY FINANCIAL STRATEGIES, LLC
Office #1: 5400 Colllege Blvd. Ste. A, Overland Park, KS 66211RIA
CRD#: 283553
OVERLAND PARK, KS
Past
April 10, 2009 - April 3, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
OVERLAND PARK, KS
Past
November 21, 2008 - April 3, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
OVERLAND PARK, KS
Past
August 17, 2005 - November 21, 2008
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
LENEXA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
Registered Investment Advisory firm - (7/1/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/6/2017)
IAR
Texas(5/18/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
Registered Investment Advisory firm - (7/1/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5400 Colllege Blvd. Ste. A, Overland Park, KS 66211
Mailing Address
Phone number
(913) 403-0600
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,014 |
| AUM (Assets Under Management) | $ 806,094,432 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553Overland Park, KS 66211TRUST BUT VERIFY
Monitor David Dwyer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
