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TH

Tate W. Hagland

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CRD#: 5015103
TH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tate William Hagland, who also goes by Tate William Hagland Mr., was a registered financial professional .

Tate is a previously registered financial professional and started their career in finance in 2005. Tate had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tate William Hagland Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 24, 2015 - June 4, 2017

AMERICA NORTHCOAST SECURITIES, INC.

BD
CRD#: 16076
CLEVELAND, OH
Past

February 24, 2015 - October 11, 2017

NORTHCOAST RESEARCH PARTNERS, LLC

BD
CRD#: 149109
CLEVELAND, OH
Past

July 16, 2013 - September 25, 2013

EDWARD JONES

RIA
CRD#: 250
SEVEN HILLS, OH
Past

July 12, 2013 - September 25, 2013

EDWARD JONES

BD
CRD#: 250
SEVEN HILLS, OH
Past

November 10, 2008 - July 15, 2013

LONGBOW SECURITIES, LLC

BD
CRD#: 135738
INDEPENDENCE, OH
Past

February 28, 2006 - February 20, 2008

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ROGERS, AR
Past

January 25, 2006 - February 20, 2008

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ROGERS, AR
Past

October 17, 2005 - January 25, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
ROGERS, AR
Past

October 4, 2005 - January 25, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
ROGERS, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/11/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/21/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/30/2005
General Securities Representative Examination

Current Firm

AN
AMERICA NORTHCOAST SECURITIES, INC.
AMERICA NORTHCOAST SECURITIES, INC. | NORTHCOAST SECURITIES, INC. | DALEY SECURITIES, INC. | B/D HOLDINGS, INC. | ANCORA SECURITIES, INC. | ANCORA SECURITIES, INC

CRD#: 16076 / SEC#: , 8-33033

BD
Terminated by SEC on 09/30/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 10/18/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARCH EAGLE, INC.SHAREHOLDER/PARENT COMPANY
BARONE, CHRISTOPHER RICHARDPRESIDENT, GENERAL PRINCIPAL, MUNICIPALS PRINCIPAL, CCO2032268
BARONE, RICHARD ANTHONYCHAIRMAN, SROP/CROP, CHIEF FINANCIAL OFFICER (CFO)13213

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

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