Susan K. Soesbe

SOESBE FINANCIAL

SACRAMENTO, CA 95819

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CRD#: 5014944

Professional summary

Susan Kristine Soesbe, CFP® is a registered financial advisor currently at SOESBE FINANCIAL located in Sacramento, California.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Susan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Tax Planning

Retirement Planning

Life Transitions

Investment Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

Investment Advice with Ongoing...

LGBT Couples and Families

Retirement Plan Investment Adv...

Tax Planning

Women's Financial Planning Iss...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Kristine Soesbe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

March 2, 2020 - Present

SOESBE FINANCIAL

Office #1: 5290 Elvas Ave, Sacramento, CA 95819

RIA

CRD#: 307384

SACRAMENTO, CA

Past

July 16, 2007 - February 5, 2020

SYMPHONY FINANCIAL PLANNING LLC

RIA

CRD#: 137885

DAVIS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2007

Uniform Investment Adviser Law Examination

Current Firm

SOESBE FINANCIAL

SOESBE FINANCIAL | SOESBE FINANCIAL LLC

CRD#: 307384 / SEC#:

California

Registered Investment Advisory firm - (2/28/2020 Approved)

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Contact information

Main Address

5290 Elvas Ave, Sacramento, CA 95819

Mailing Address

Phone number

(916) 587-5100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 66,899,789

Red Flags

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Contact information

(xxx) xxx-xxxx

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Susan K. Soesbe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Kristine Soesbe's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOESBE FINANCIAL

SYMPHONY FINANCIAL PLANNING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2007

Current Firm

SOESBE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOESBE FINANCIAL

TRUST BUT VERIFY

Contact information

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