Jeremy L. Stone
Professional summary
Jeremy L Stone, CFP®, who also goes by Jeremy Lewis Stone, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeremy has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy L Stone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2016 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd., Indianapolis, IN 46240April 21, 2016 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482October 30, 2012 - April 19, 2016
TD AMERITRADE, INC.
October 30, 2012 - April 19, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 30, 2012 - April 19, 2016
TD AMERITRADE, INC.
February 27, 2009 - July 18, 2011
TD AMERITRADE, INC.
February 27, 2009 - July 18, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 27, 2009 - July 18, 2011
TD AMERITRADE, INC.
February 12, 2007 - February 4, 2009
EDWARD JONES
October 11, 2005 - February 4, 2009
EDWARD JONES
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2016)
(4/21/2016)
(9/4/2025)
(4/21/2016)
(4/21/2016)
(4/21/2016)
(11/13/2024)
(4/21/2016)
(4/21/2016)
(4/21/2016)
(2/7/2024)
(4/21/2016)
(2/7/2024)
(4/21/2016)
(4/21/2016)
(11/18/2021)
(4/21/2016)
(6/18/2024)
(5/2/2018)
(9/2/2016)
(4/22/2016)
(4/21/2016)
(4/21/2016)
(9/10/2024)
(3/17/2020)
(6/27/2024)
(4/21/2016)
(4/21/2016)
(9/4/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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