Alexis G. Miller
Professional summary
Alexis Guzman Miller is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.
Alexis is registered as a RR (Registered Representative) and started their career in finance in 2005. Alexis has worked at 1 firm and has passed the Series 99TO, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexis Guzman Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2007 - Present
GUZMAN & COMPANY
Office #1: 101 Aragon Avenue, Coral Gables, FL 33134August 26, 2005 - July 3, 2006
GUZMAN & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Investors' Exchange LLC
Current Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
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Company Information
GUZMAN & COMPANY
CRD#: 21013Coral Gables, FL 33134TRUST BUT VERIFY
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