Brian D. Mattes
Professional summary
Brian David Mattes is a registered financial professional currently at MAVEN GLOBAL MARKETS TRADING LLP located in Chicago, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 5 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian David Mattes's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2022 - Present
MAVEN GLOBAL MARKETS TRADING LLP
Office #1: 444 W Lake St Ste. 4650, Chicago, IL 60606July 13, 2021 - February 7, 2022
DV EQUITIES
April 6, 2021 - August 30, 2021
DV SECURITIES, LLC
August 15, 2014 - March 30, 2021
QUIET LIGHT SECURITIES, LLC
September 28, 2011 - July 28, 2014
LIQUID CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 9/27/2011
Proprietary Trader Qualification ExaminationCboe Exchange, Inc.
Current Firm
MAVEN GLOBAL MARKETS TRADING LLP
CRD#: 317195 / SEC#: , 8-70825
Contact information
Documents
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