Harold E. Blackwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold E Blackwell, who also goes by Hal Blackwell, Harold E Blackwell Jr, was a registered financial advisor .
Harold is a previously registered financial advisor and started their career in finance in 2005. Harold had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2011 - December 31, 2011
HE BLACKWELL ADVISORS, LLC
October 26, 2005 - September 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 2005 - September 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
