Erik Anson Leighton
Professional Summary
Erik Anson Leighton is a registered financial advisor currently at AXIA ADVISORY located in Indianapolis, Indiana. Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Erik has worked at 2 firms and has passed the Series 65, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
AXIA ADVISORY | AXIA ADVISORY, LLC | AXIA ADVISORY CORP
Contact Information
Main Address
20 E. 91st St Ste 202, Indianapolis, IN 46240Phone Number
(317) 630-2800# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$1,878,872,773Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AXIA ADVISORY | AXIA ADVISORY, LLC | AXIA ADVISORY CORP
State Registrations and Notice Filings
(6/9/2017)
(6/5/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2005About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Erik Anson Leighton's CRS (Customer Relationship Summary).
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