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CM

Christopher A. Mautz

ABG CONSULTANTS
Salt Lake City, UT 84047
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CRD#: 5014170
CM

Professional summary


Christopher A Mautz is a registered financial advisor currently at ABG CONSULTANTS located in Salt Lake City, Utah and FIDUCIARY ADVISORS, LLC located in Cottonwood Heights, Utah.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GOOD MOVES STUDIOS, LLC NON-INVESTMENT RELATED 10316 SW WHITEBARK LN TUALATIN, OR 97062 INTERNET RETAIL DIRECTOR 03/2014 10 HOURS PER MONTH 0 HOURS DURING TRADING HOURS GENERAL CONSULTING AND ACCOUNTING WORK

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher A Mautz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 13, 2022 - Present

ABG CONSULTANTS

Office #1: 7090 South Union Park Avenue Suite 650, Salt Lake City, UT 84047
RIA
CRD#: 131129
Salt Lake City, UT
Current

May 6, 2024 - Present

FIDUCIARY ADVISORS, LLC

Office #1: 6975 Union Park Ctr Suite 644, Cottonwood Heights, UT 84047
RIA
CRD#: 104189
COTTONWOOD HEIGHTS, UT
Past

August 29, 2005 - December 31, 2011

ABG CONSULTANTS

RIA
CRD#: 131129
SALT LAKE CITY, UT

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ABG CONSULTANTS
ABG CONSULTANTS | ALLIANCE BENEFIT GROUP CONSULTANTS | ALLIANCE BENEFIT GROUP | ABG CONSULTANTS, LLC | ABG CONSULTANTS, LC

CRD#: 131129 / SEC#: 801-69619

RIA
Registered Investment Advisory firm - (10/2/2008 Approved)
Utah
Registered Investment Advisory firm - (12/31/2011 Failure to Renew)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(6/13/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/9/2022
Uniform Investment Adviser Law Examination

Current Firm


AC
ABG CONSULTANTS
ABG CONSULTANTS | ALLIANCE BENEFIT GROUP CONSULTANTS | ALLIANCE BENEFIT GROUP | ABG CONSULTANTS, LLC | ABG CONSULTANTS, LC

CRD#: 131129 / SEC#: 801-69619

RIA
Registered Investment Advisory firm - (10/2/2008 Approved)
Utah
Registered Investment Advisory firm - (12/31/2011 Failure to Renew)
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Contact information


Main Address
6975 Union Park Ctr Suite 644, Cottonwood Heights, UT 84047
Mailing Address
9450 Sw Gemini Drive Pmb 65198, Beaverton, OR 97008
Phone number
(801) 486-5069
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (41 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ABG CONSULTANTS, LC BROCHURE (3/19/2025)

Regulatory assets under management


Total Number of Accounts2,898
AUM (Assets Under Management)$ 576,333,108

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
08/28/2025
Cover Page
12/05/2024
12/07/2023
02/13/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ABG CONSULTANTS

CRD#: 131129Salt Lake City, UT 84047

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