John D. Stepp
Professional summary
John Daniel Stepp is a registered financial professional currently at CENTRAL STATES CAPITAL MARKETS, LLC located in Prairie Village, Kansas.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Daniel Stepp's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2011 - Present
CENTRAL STATES CAPITAL MARKETS, LLC
Office #1: 4200 W 83rd Street, Ste 101, Prairie Village, KS 66208January 2, 2008 - November 18, 2011
DEWAAY FINANCIAL NETWORK, LLC
August 31, 2006 - January 26, 2007
GOLD CAPITAL MANAGEMENT INC.
June 1, 2006 - January 2, 2008
M&I FINANCIAL ADVISORS, INC
April 19, 2001 - June 1, 2006
GOLD CAPITAL MANAGEMENT INC.
February 13, 1996 - April 19, 2001
MIDWEST CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2024)
(12/7/2011)
(12/12/2011)
(2/10/2012)
(1/30/2012)
(9/29/2011)
(9/22/2011)
(4/2/2013)
(8/15/2013)
(2/2/2012)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291 / SEC#: 801-79295, 8-68711
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLASSEN, MARK K | MEMBER | 6886821 |
| CENTRAL STATES FINANCIAL SERVICES, LLC | HOLDING COMPANY; MEMBER | |
| YOUNG, ROBERT MORRIS JR | CHAIRMAN & CCO | 501297 |
| ADDISON, LAURIE ANNE | CHIEF FINANCIAL OFFICER & FINOP | 7488882 |
| HORTON, MICHAEL ALAN | DIRECTOR, BRANCH MANAGER | 1041106 |
| STEPP, JOHN DANIEL | MANAGING DIRECTOR, CEO; ELECTED MANAGER | 501417 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 27,936,117 |
Disclosures
| Regulatory Event | 6 |
| Criminal | 3 |
Red Flags
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