William R. Pandiani

LIGHTHOUSE WEALTH STRATEGIES

Gig Harbor, WA 98335

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CRD#: 5014147

Professional summary

William Raymond Pandiani, who also goes by Bill Pandiani, is a registered financial advisor currently at LIGHTHOUSE WEALTH STRATEGIES, LLC located in Gig Harbor, Washington.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Pandiani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bill Pandiani is a Registered Representative with Veritas Independent Partners. Duties: Providing financial advice on annuities. Mr. Pandiani spends approximately 4 hours a week on this investment-related activity, all during business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Raymond Pandiani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2019 - Present

LIGHTHOUSE WEALTH STRATEGIES, LLC

Office #1: 3312 Rosedale St Suite 201, Gig Harbor, WA 98335

RIA

CRD#: 299334

Gig Harbor, WA

Past

March 21, 2018 - December 31, 2021

TRUTORO

CRD#: 169291

Gig Harbor, WA

Past

November 2, 2017 - November 30, 2020

SOWELL MANAGEMENT

RIA

CRD#: 127145

Gig Harbor, WA

Past

June 29, 2007 - May 25, 2017

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

GIG HARBOR, WA

Past

February 22, 2007 - May 25, 2017

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

GIG HARBOR, WA

Past

December 7, 2005 - January 9, 2007

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

GIG HARBOR, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTHOUSE WEALTH STRATEGIES, LLC

CRD#: 299334 / SEC#: 801-114372

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/6/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIGHTHOUSE WEALTH STRATEGIES, LLC

CRD#: 299334 / SEC#: 801-114372

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

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Contact information

Main Address

3312 Rosedale St Suite 201, Gig Harbor, WA 98335

Mailing Address

Phone number

(253) 948-3725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2B BROCHURE M PAUL 7.25 (7/21/2025)

2B BROCHURE M HAYES 3.24 (3/20/2025)

2B BROCHURE B RANDALL 3.24 (3/20/2025)

2B BROCHURE GEORGE BONNEY 3.24 (3/20/2025)

2B RON BARTON 3.24 (3/20/2025)

2B BROCHURE NORDI 3.24 (3/20/2025)

2B BROCHURE KARSTEN CAVIEZEL 3.24 (3/20/2025)

2B BROCHURE B BUSKIRK 10.24 (3/20/2025)

2A WRAP BROCHURE LIGHTHOUSE 3.25 (3/20/2025)

2A BROCHURE LIGHTHOUSE (3/20/2025)

2B BROCHURE KEL CAVIEZEL 3.24 (3/20/2025)

2B BROCHURE Z PAUL 3.24 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,034
AUM (Assets Under Management)	$ 713,502,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William R. Pandiani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Raymond Pandiani's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUTORO

SOWELL MANAGEMENT

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

STATE FARM VP MANAGEMENT CORP.

Primary Firm SEC Registration

LIGHTHOUSE WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2007

Series 63

Date: 12/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2010

Series 6

Date: 12/6/2005

Current Firm

LIGHTHOUSE WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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